Statistical Thinking Tools

Bob Luttman, Robert Luttman & Associates

Home Page | Introduction | Statistical Thinking | Control Charts | Individuals Control Charts | Percentage Control Charts | Control Charts for the Average | Choosing the Proper Control Chart | Control Charts - Summary | Histograms | Pareto Analysis | Scatter Diagrams | Conclusion | Assignment | Comments | Questions
                                               

 

 

Average/Range Control Charts

 

  • Use

    A variables chart used to monitor process center and spread using equal sized subsamples.

 

 

  • Construction

    1. Collect at least 20 samples with an equal sample size (N= number of samples)

    2. Calculate and plot (on separate graphs) the average and range of each sample

    3. Calculate and plot the control limits:

 

Range:
R-bar = average of ranges = Sum(Ri) / N

 

UCLR = D4R-bar

LCLR = D3R-bar

 

Average:

Grand Average = Sum(X-bari) / N

UCLX-bar = Grand Average + A2R-bar

LCLX-bar = Grand Average - A2R-bar

 

NOTE: The Average Control Chart is meaningless unless the Range Control Chart is in control!


Average/Range - Why TWO Control Charts?

 

Parsing Variance

 

When a series of samples is analyzed and charted, variation comes from two sources:

  • Variation between the individual samples as reflected by differences in the means.
  • Variation within the individual samples as reflected in the standard deviation or range.

 

For Example:

Statistical control requires that both sources are in control. AND, since the variance of the mean is dependent on the variance within the sample, within sample variance (either the Range or the Standard Deviation) must be in control first.


Average/Range - Example

 

You are monitoring volume (cases/day) in the General Surgery Operating Rooms (ni = 5 Rooms). You have collected data for one month:

The Range chart is in control so you may now plot the Xbar chart:

 

 

The Xbar chart is not in control. Two points, near the end of the month, indicate a significant rise is volume.


Average / Range - Interpretation

  • Special Cause - Same as other control charts.

 

  • Common Cause -

    1. Average bad / Range good - The process is stable and precise but performing poorly. Probably only a small number of causes are negatively impacting the process.

     

    2. Average bad / Range bad - The worst case scenario. A wildly fluctuating process (in fact, perhaps a "non-process") with a high degree of process variation. The process is changing frequently. First examine and reduce process variation - define and standardize one method.

     

    3. Average good / Range bad - An unusual event. Could indicate an outlier in the data, inconsistent but adequate performance, or increasing process variation. Likely to occur when a large number of "processors" (either people or machines) are involved and standardization is not emphasized.

     

    4. Average good / range good - Quality nirvana. A stable, predictable, and high performance process. Do NOT forget continuous improvement, though.

     

 

 


Constants for Xbar and R Charts

 

Sample Size

(n i)

 

 

A2

 

 

D3

 

 

D4

 

2

 

1.880

 

0

 

3.267

 

3

 

1.023

 

0

 

2.575

 

4

 

0.729

 

0

 

2.282

 

5

 

0.577

 

0

 

2.115

 

6

 

0.483

 

0

 

2.004

 

7

 

0.419

 

0.076

 

1.924

 

8

 

0.373

 

0.136

 

1.864

 

9

 

0.337

 

0.184

 

1.816

 

10

 

0.308

 

0.223

 

1.777

 

11

 

0.285

 

0.256

 

1.744

 

12

 

0.266

 

0.284

 

1.716

 

13

 

0.249

 

0.308

 

1.692

 

14

 

0.235

 

0.329

 

1.671

 

15

 

0.223

 

0.348

 

1.652

 

16

 

0.212

 

0.364

 

1.636

 

17

 

0.203

 

0.379

 

1.621

 

18

 

0.194

 

0.392

 

1.608

 

19

 

0.187

 

0.404

 

1.596

 

20

 

0.180

 

0.414

 

1.586

 

21

 

0.173

 

0.425

 

1.575

 

22

 

0.167

 

0.434

 

1.566

 

23

 

0.162

 

0.443

 

1.557

 

24

 

0.157

 

0.452

 

1.548

 

25

 

0.153

 

0.459

 

1.541


Average / Standard Deviation

 

  • Use

    A variables chart that monitors process center and spread using subsamples of unequal size.

     

  • Construction

    1. Collect at least 20 samples (N= number of samples, ni = size of sample i)

    2. Calculate and plot (on separate graphs) the average and standard deviation of each sample

    3. Calculate and plot the control limits:

     

    Standard Deviation:

    S-bar = average of standard deviations =

     

    UCLS = B4S-bar

     

    LCLS = B3S-bar

     

    Average:

    Grand Average = Sum(X-bari) / N

     

    UCLX-bar = Grand Average + A3S-bar

    LCLX-bar = Grand Average - A3S-bar

     

    NOTE: The Average Control Chart is meaningless unless the Standard Deviation Control Chart is in control!


 

Constants for X-bar and S Charts

Sample Size (ni)

A3

B3

B4

2

2.659

0

3.267

3

1.954

0

2.568

4

1.628

0

2.266

5

1.427

0

2.089

6

1.287

0.030

1.970

7

1.182

0.118

1.882

8

1.099

0.185

1.815

9

1.032

0.239

1.761

10

0.975

0.284

1.716

11

0.927

0.321

1.679

12

0.886

0.354

1.646

13

0.850

0.382

1.618

14

0.817

0.406

1.594

15

0.789

0.428

1.572

16

0.763

0.448

1.552

17

0.739

0.466

1.534

18

0.718

0.482

1.518

19

0.698

0.497

1.503

20

0.680

0.510

1.490

21

0.663

0.523

1.477

22

0.647

0.534

1.466

23

0.633

0.545

1.455

24

0.619

0.555

1.455

25

0.606

0.565

1.435

 

For ni > 25

 


Average / Standard Deviation - Example

 

You are trying to reduce turnaround time in the Operating Rooms. You collect data for one month. First, you plot an S chart to check the process variability:

 

The S chart is not in control. Assume, though , that despite diligent effort, you cannot find the reason for the special cause variation. You leave the point in the data and plot the Xbar chart.

 

 

The Xbar chart is in control. Therefore, any effort to reduce turnaround time must focus on common cause variation.


 Average / Standard Deviation - Interpretation

 

  • Special Cause - Same as other control charts.

 

  • Common Cause -

    1. Average bad / Standard Deviation good - The process is stable and precise but performing poorly. Probably only a small number of causes are negatively impacting the process.

     

    2. Average bad / Standard Deviation bad - The worst case scenario. A wildly fluctuating process (in fact, perhaps a "non-process") with a high degree of process variation. The process is changing frequently. First examine and reduce process variation - define and standardize one method.

     

    3. Average good / Standard Deviation bad - An unusual event. Could indicate an outlier in the data, inconsistent but adequate performance, or increasing process variation. Likely to occur when a large number of "processors" (either people or machines) are involved and standardization is not emphasized.

     

    4. Average good / Standard Deviation good - Quality nirvana. A stable, predictable, and high performance process. Do NOT forget continuous improvement, though.

     


Home Page | Introduction | Statistical Thinking | Control Charts | Individuals Control Charts | Percentage Control Charts | Control Charts for the Average | Choosing the Proper Control Chart | Control Charts - Summary | Histograms | Pareto Analysis | Scatter Diagrams | Conclusion | Assignment | Comments | Questions

rluttman@robertluttman.com
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